Inactive

David Harvey Stefl

Schwarz Dygos Wheeler Investment Advisors LLC

Minneapolis, MN

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Current Employers

Schwarz Dygos Wheeler Investment Advisors Llc

50 South 6Th Street, Suite 1405, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-09-28

MN RA
APPROVED

Since 2018-09-28

Branch Locations

50 South 6Th Street, Suite 1405, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	10/2014	03/2018
Cambridge Investment Research, Inc.	Fairfield	IA	03/2018	07/2018
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2018	07/2018
Schwarz Dygos Wheeler Investment Advisors Llc	Minneapolis	MN	09/2018	Present

10/2014 → 03/2018

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2018 → 07/2018

Cambridge Investment Research, Inc.

Fairfield, IA
03/2018 → 07/2018

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
09/2018 → Present

Schwarz Dygos Wheeler Investment Advisors Llc

Minneapolis, MN

Previous Registrations

2018-03-28 → 2018-07-11

Cambridge Investment Research Advisors, Inc.

Sheboygan Falls, WI
2014-10-23 → 2018-03-22

Ameriprise Financial Services, Llc

Minneapolis, MN
2013-06-06 → 2014-09-18

Lpl Financial Llc

Boulder, CO
2012-07-25 → 2013-05-30

Edward Jones

Aurora, CO
2010-10-18 → 2010-11-05

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-15

S66 Uniform Combined State Law Examination

2010-10-15

Designations

View on SEC IAPD

Other Firms

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THRIVENT ASSET MANAGEMENT, LLC

THRIVENT PRIVATE INVESTMENTS

THRIVENT FINANCIAL FOR LUTHERANS

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

VAN CLEMENS WEALTH MANAGEMENT, LLC

LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan

GREGORY ALAN KLEIN

Bryon Andrew Eggan

ROBYN MARY JOYNER

Cole Hendrickson Carter

Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN

THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN

CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

LPL FINANCIAL LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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