Thomas Knight Macey

Current Employers

Employment History

• 08/2006 → Present
  Cai Insurance Agency
  Cincinnati, OH
• 07/2012 → 06/2018
  Lpl Financial Llc
  Cincinnati, OH
• 11/2014 → Present
  Advantage Investment Management
  Cincinnati, OH
• 06/2018 → Present
  Private Client Services
  Cincinnati, OH

Previous Registrations

• 2014-11-25 → 2018-06-11
  Advantage Investment Management, Llc
  Cincinnati, OH
• 2016-09-20 → 2018-06-06
  Lpl Financial Llc
  Cincinnati, OH
  San Diego, CA
  Cincinnati, OH

Other Businesses

1)CAI INSURANCE AGENCY, INC. 2035 READING ROAD, CINCINNATI, OH 45202. INDEPENDENT INSURANCE AGENCY- NON-VARIABLE. INSURANCE AGENT FOR HEALTH, LONGTERM CARE, DISABILITY INCOME, GROUP BENEFITS AND PROPERTY AND CASUALTY. 40 HOURS/MO; 40 DURING TRADING HOURS. 2) CAI INSURANCE AGENCY, INC. DBA ACTUARIAL & EMPLOYEE BENEFIT SERVICES CO. 2035 READING ROAD, CINCINNATI, OH 45202. THIRD PARTY ADMINISTRATION. INSURANCE AGENT FOR HEALTH, LONGTERM CARE, DISABILITY, GROUP BENEFITS AND PROPERTY AND CASUALTY. 20 HOURS/MO; 20 DURING TRADING HOURS. 3) MACEY VENTURES, LLC. 6779 SANDALWOOD LANE, CINCINNATI, OH 45224. FOR ACCOUNTING PURPOSES ONLY. COMMISSION AND FEES WITH PCS, SFG RIA AND CAI INSURANCE AGENGY, INC. 4) 06/01/2018. SOUDERS FINANCIAL ADVISORS, LLC. 5968 BRIDGETOWN ROAD, CINCINNATI, OH 45248. REGISTERED INVESTMENT ADVISOR HYBRID. IAR. 120 HOURS/MO; 120 DURING TRADING HOURS. 5) SOUDERS FINANCIAL GROUP, INC. 5968 BRIDGETOWN ROAD, CINCINNATI, OH 45248. DIRECT AND BROKERAGE BUSINESS. FINANCIAL ADVISOR, RETIREMENT PLAN SPECIALIST, PROFESSIONAL PLAN CONSULTANT (DESIGNATION) 120 HOURS/MO; 120 DURING TRADING HOURS. 6) STRATEGIC CAPITAL ADVISERS. 20 S. LIMESTONE STREET, COMMERCE POINT BUILDING, SPRINGFIELD, OH 45502. THIS IS FOR DEVELOPMENT OF CORPORATE RETIREMENT PLANS WITH A CO-ADVISOR (PHILIP S. SCOTT, COMPANY OWNER) BUSINESS DEVELOPMENT. 10 HOURS/MO; 10 DURING TRADING HOURS. 7) MACEY VENTURES LLC DBA SOUDERS ADMINISTRATION SERVICES. 5968 BRIDGETOWN ROAD, CINCINNATI, OH 45248. THIRD PARTY ADMINISTRATION FOR TAFT HARTLEY (UNION) FRINGE BENEFIT PLANS. ADMINISTER BENEFIT CLAIM PAYMENTS AND REPORTING FOR LOCAL UNION MEMBERSHIP. 40 HRS/MO; 40 DURING TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-27
• S63 Uniform Securities Agent State Law Examination
  2011-09-02

Other Names

• Tom Macey