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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-25
  • VA RA
    APPROVED
    Since 2024-03-25

Branch Locations

154 Hansen Rd Ste 202A, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Front Royal VA 05/2016 03/2022
First Citizens Investor Services Raleigh NC 09/2016 03/2022
United Brokerage Services Inc. Charlottesville VA 04/2022 11/2023
United Bank Charlottesville VA 03/2022 11/2023
Citizens And Farmers Bank Charlottesville VA 11/2023 08/2024
Lpl Financial Llc Charlottesville VA 02/2024 Present
  • 05/2016 → 03/2022
    First Citizens Bank
    Front Royal, VA
  • 09/2016 → 03/2022
    First Citizens Investor Services
    Raleigh, NC
  • 04/2022 → 11/2023
    United Brokerage Services Inc.
    Charlottesville, VA
  • 03/2022 → 11/2023
    United Bank
    Charlottesville, VA
  • 11/2023 → 08/2024
    Citizens And Farmers Bank
    Charlottesville, VA
  • 02/2024 → Present
    Charlottesville, VA
Other Businesses

1.10/08/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Platt Financial; Investment Related; at Reported Business Location(s); Start Date 09/02/2024; 160hrs/mth; 160hrs during trading 2.03/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sparacino Financial, LLC; Investment Related; at Reported Business Location(s); Start Date 03/10/2026; 160hrs/mth; 160hrs during trading 3.04/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sparacino Financial Group; Investment Related; at Reported Business Location(s); Start Date 04/14/2026; 160hrs/mth; 160hrs during trading 4.08/04/2026; Kevin Sparacino; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/29/2026; 20hrs/mth; 20hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-25
S63 Uniform Securities Agent State Law Examination 2012-06-18
  • S65 Uniform Investment Adviser Law Examination
    2024-03-25
  • S63 Uniform Securities Agent State Law Examination
    2012-06-18
Other Names
  • Kevin Sparacino
  • Kevin D Sparacino
  • Kevin Dee Sparacino

View on SEC IAPD

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