Saul Fernandez Juarez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 11/2016
  J.P. Morgan Securities Llc
  San Jose, CA
• 03/2017 → 05/2022
  Cuna Brokerage Services, Inc
  Waverly, IA
• 03/2017 → 05/2022
  Cefcu
  Peoria, IL
• 11/2016 → 03/2017
  Unemployed
  San Jose, CA
• 05/2022 → 10/2023
  Lpl Financial Llc
  San Jose, CA
• 11/2023 → 04/2025
  Saul Juarez/Platinum Mortgage
  Valley Springs, CA
• 04/2025 → 07/2025
  Allstate Insurance Co
  Northbrook, IL
• 04/2025 → 07/2025
  Allstate Financial Services Llc
  Lincoln, NE
• 04/2025 → 07/2025
  Allstate Financial Advisors Llc
  Lincoln, NE
• 07/2025 → Present
  Lpl Financial Llc
  Valley Springs, CA

Previous Registrations

• 2025-05-01 → 2025-07-01
  Allstate Financial Advisors, Llc
  Stockton, CA
• 2022-05-18 → 2023-10-30
  Lpl Financial Llc
  San Jose, CA
• 2017-04-07 → 2022-05-18
  Cuna Brokerage Services, Inc.
  San Jose, CA
  Waverly, IA
  San Jose, CA
  Decatur, IL
  Springfield, IL
  Springfield, IL
• 2014-12-09 → 2016-11-08
  J.P. Morgan Securities Llc
  San Jose, CA
• 2011-01-18 → 2014-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
  San Jose, CA
  New York, NY
  San Jose, CA
  Palo Alto, CA
  San Jose, CA
  San Jose, CA

Other Businesses

1. 07/2025 - Good Steward Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 9 Hour(s) During Trading - At Reported business location(s) - OBA Start Date : 08/13/2025

Exams

• S66 Uniform Combined State Law Examination
  2011-01-07

Other Names

• Saul Fernandez Juarez
• Saul Ferrandez Juarez