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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-28 |
Branch Locations
1 Technology Drive Suite J709, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Laguna Hills | CA | 03/2015 | 12/2023 |
| Transamerica Financial Advisors, Inc | Irvine | CA | 05/2024 | Present |
| World Financial Group, Inc. | Irvine | CA | 02/2010 | Present |
| City National Bank | Los Angeles | CA | 05/2012 | 08/2020 |
| Travel | Nanjing | 08/2020 | 04/2024 |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-29 |
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