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Susan Porter Fargo

LPl Financial LLC

San Diego, CA

CRD 4159601

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-05
  • CA RA
    APPROVED
    Since 2021-11-05

Branch Locations

6545 Sequence Dr, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc La Jolla CA 10/2006 08/2021
Lpl Financial, Llc San Diego CA 11/2021 Present
San Diego County Credit Union San Diego CA 11/2021 Present
Other Businesses

1)11/02/2021 - SDCCU Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14
Designations
  • Certified Financial Planner
Other Names
  • Susan Michele Porter
  • Susan Michele Porter

View on SEC IAPD

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