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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-15 |
| OH | RA | APPROVED | 2016-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 05/2012 | Present |
I*431360 For profit or not for profit: Name of outside business organization: Brookside Swim and Tennis Club Investment related: N Address of business: Cincinnati, Ohio, 45236, United States Nature of business: ["Civic League or Social Welfare Organization"] Position, title, association: ["Board Member"], Start date of relationship: 10/1/2023 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Board Member, collectively responsible for maintenance/beautification of the property. Painting, cleaning etc. Voting on upgrades to the pool, renewing memberships, event planning during summer season.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-24 |
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