Charice Estelle Biggins

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-03-03

NC RA
APPROVED

Since 2022-03-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Conover, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Investor Services	Raleigh	NC	03/2015	02/2022
Gwfs Equities, Inc	Greenwood Village	CO	02/2022	Present
Advised Assets Group, Llc	Greenwood Village	CO	02/2022	Present

03/2015 → 02/2022

First Citizens Investor Services

Raleigh, NC
02/2022 → Present

Gwfs Equities, Inc

Greenwood Village, CO
02/2022 → Present

Advised Assets Group, Llc

Greenwood Village, CO

Previous Registrations

2015-03-17 → 2022-02-28

First Citizens Investor Services, Inc.

Hickory, NC

Raleigh, NC

Raleigh, NC

Raleigh, NC

Charlotte, NC
2014-09-22 → 2015-03-19

Edward Jones

Hickory, NC
2008-02-19 → 2014-04-01

First Citizens Investor Services, Inc.

Hickory, NC

Raleigh, NC
2007-09-07 → 2008-01-09

Edward Jones

Granite Falls, NC

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-24
S63	Uniform Securities Agent State Law Examination	2004-04-28

S66 Uniform Combined State Law Examination

2007-08-24
S63 Uniform Securities Agent State Law Examination

2004-04-28

Other Names

Charice Estelle Hull
Charice Estelle Biggins
Charice Biggins

View on SEC IAPD

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BRENNAN PAUL PATE

JOHN MICHAEL DODDS

DEANNA LEE MEYER

BRENT Allan LEE

Dean Edward Norsworthy

DENNIS EDWARD MARSHALL

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WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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