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Daniel Saul Ferszt

Empower Advisory Group, LLC

Greenwood Village, CO

Aurora, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-07-14
  • CO RA
    APPROVED
    Since 2016-07-14

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc/ Great West Financial Greenwood Village CO 11/2012 Present
  • 11/2012 → Present
    Gwfs Equities Inc/ Great West Financial
    Greenwood Village, CO
Previous Registrations
  • 2010-08-16 → 2012-01-03
    Icon Advisers, Inc.
    Greenwood Village, CO
  • 2007-10-18 → 2009-07-27
    Old Mutual Capital
    Denver, CO
  • 2006-03-07 → 2006-12-31
    Charles Schwab & Co., Inc.
    Englewood, CO
  • 2005-05-09 → 2006-01-02
    Morgan Stanley Dw Inc.
    Centennial, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-14
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S65 Uniform Investment Adviser Law Examination
    2016-07-14
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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