Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2015-01-16
  • HI RA
    APPROVED
    Since 2015-01-16

Branch Locations

737 Bishop St Ste 1700 Mauka Tower, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2008 Present
Northwestern Mutual Investment Services, Llc Honolulu HI 02/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
University Of Hawaii - West Oahu Oahu HI 09/2019 Present
  • 02/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2015 → Present
    Honolulu, HI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2019 → Present
    University Of Hawaii - West Oahu
    Oahu, HI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. .INSTRUCTOR,UNIVERSITY OF HAWAII - WEST OAHU, 91-1001 FARRINGTON HWY, KAPOLEI, , ILLINOIS, 96707, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 1/7/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEACHER/INSTRUCTOR 3. 50% OWNER, KA'ALA CAPITAL LLC, 122 KAHAKO STREET #122B, KAILUA, , HAWAII, 96734, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/15/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE ACQUISITION 4. BUSINESS OPERATIONS SUPPORT, PRIME MARTIAL ARTS (KA'ALA CAPITAL LLC), 7192 KALANIANAOLE HWY G-100, HONOLULU, , HAWAII, 96825, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/25/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUSINESS OPERATIONS SUPPORT. NON-INVESTMENT RELATED. 5. KA'ALA CAPITAL LLC, 1226 ULUPUNI ST., KAILUA, , HAWAII, 96734, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOLDING COMPANY FOR BUSINESS OWNERSHIP IN OTHER VENTURES; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-03-27
  • S63 Uniform Securities Agent State Law Examination
    2009-03-27
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor