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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-08 |
| MD | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
307 International Circle Suite 390, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Vienna | VA | 09/1999 | 01/2025 |
| Osaic Wealth, Inc. | Hunt Valley | MD | 01/2025 | Present |
1)MASON-DIXON PLANNING GROUP, LLC/5 COLLINGWOOD GARTH PHOENIX, MD CATEGORY:LLC INVESTMENT-RELATED:NO TITLE: SOLE OWNER DUTIES: MANAGE BUSINESS EXPENSES START DATE:6/15/2012 HOURS PER MONTH:2 HOURS PER MONTH DURING TRADING HOURS:2 2) THOMAS W. SPRAY-FRY POSITION: Sole Proprietor NATURE: I represent my clients in the financial and insurance marketplace to acquire the most competitive insurance products which include, term life, universal life, equity indexed universal life, whole life, disability insurance, long-term care insurance and fixed/indexed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2000 ADDRESS: 307 International Circle, Suite 390, Hunt Valley MD 21030, United States DESCRIPTION: I solicit proposals from numerous insurance companies, analyze, and recommend companies/products that would best suit my clients' insurance needs. 3) CARROLL MANOR REC COUNCIL POSITION: At-Large Director NATURE: I am an at large director of Carroll Manor Rec Council. The purpose of the council is to promote youth and adult sports opportunities for our community. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 3605 Sweet Air Road, Phoenix MD 21131, United States DESCRIPTION: Attend monthly board meetings, vote on sports budgets 4) APG PAYOUT FROM HERITAGE FINANCIAL CONSULTANTS, LLC POSITION: Financial Planner NATURE: APG Payout INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2012 ADDRESS: 307 International Circle/Suite 390, Hunt Valley MD 21030, United States DESCRIPTION: Financial Advisory/Planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-15 |
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