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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2011-12-01 |
Branch Locations
1535 Delaware Ave Unit 5, Lexington, KY 40505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lexington | KY | 12/2011 | Present |
1) 05/16/2023 - Low Tide LLC - Investment Related - Teton Village, WY - Real Estate Rental - Owner - Start Date 05/07/2021 - 2 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-23 |
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