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Cody Lee Ashton

Triton Wealth Management, Pllc

Sun City, AZ

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Current Employers
Triton Wealth Management, Pllc

13211 N 103Rd Ave Suite 4, Sun City, AZ 85351 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-11-23
  • AZ RA
    APPROVED
    Since 2018-11-23

Branch Locations

13211 N 103Rd Ave, Ste. 4, Sun City, AZ 85351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Sun City AZ 09/2010 10/2016
Ashton Financial Sun City AZ 03/2011 10/2016
Raymond James Financial Services Advisors, Inc Sun City AZ 12/2010 10/2016
Insurance - Non-Variable Sun City AZ 09/2012 Present
Primary Az Financial Sun City AZ 09/2011 10/2016
Kingsview Asset Management Sun City AZ 10/2016 12/2018
Purshe Kaplan Sterling Investments Albany NY 10/2016 08/2019
Triton Wealth Management, Pllc Sun City AZ 11/2018 Present
Leigh Baldwin & Co., Llc Cazenovia NY 08/2019 12/2023
  • 09/2010 → 10/2016
    Raymond James Financial Services, Inc
    Sun City, AZ
  • 03/2011 → 10/2016
    Ashton Financial
    Sun City, AZ
  • 12/2010 → 10/2016
    Sun City, AZ
  • 09/2012 → Present
    Insurance - Non-Variable
    Sun City, AZ
  • 09/2011 → 10/2016
    Primary Az Financial
    Sun City, AZ
  • 10/2016 → 12/2018
    Kingsview Asset Management
    Sun City, AZ
  • 10/2016 → 08/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2018 → Present
    Sun City, AZ
  • 08/2019 → 12/2023
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
Previous Registrations
Other Businesses

1. Triton Wealth Management; INVESTMENT RELATED; 13211 N. 103RD AVE SUITE #4 SUN CITY, AZ 85351; RIA; FINANCIAL ADVISOR INVESTMENT RELATED; 10/2016; 120 HOURS/MONTH; 8 HOURS DURING TRADING HOURS 2. Fixed Insurance. Not Investment Related. 18369 West Carmen Drive, Surprise, AZ 85388. Fixed Insurance Sales. Agent. 03/2008. 1 Hr/Mo; 0 During Trading Hours. 3. Ashton Financial DBA. investment related through Triton Financial. 100% owner. 9/2010. passthrough to Triton hrs/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
  • S66 Uniform Combined State Law Examination
    2008-04-24
Other Names
  • Cody Ashton

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