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Karen Tran Chung

Morgan Stanley

Long Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-15
CA RA APPROVED 2025-10-14
  • TX RA
    APPROVED_RES
    Since 2025-10-15
  • CA RA
    APPROVED
    Since 2025-10-14

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 11/2007 10/2025
Morgan Stanley Long Beach CA 10/2025 Present
  • 11/2007 → 10/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 10/2025 → Present
    Morgan Stanley
    Long Beach, CA
Previous Registrations
  • 2007-11-13 → 2025-10-03
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2007-07-03 → 2007-11-13
    Independent Financial Group, Llc
    San Diego, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-25
  • S66 Uniform Combined State Law Examination
    2005-05-25
Other Names
  • Karen Tran Chung
  • Karen Chung

View on SEC IAPD

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Other Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LONG BEACH, CA
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