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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2019-02-01 |
Branch Locations
8310 Wehrle Dr, Williamsville, NY 14221-7334 • United States
Williamsville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krieger & Associates | Williamsville | NY | 02/2008 | 01/2019 |
| Dhr Consulting | Orchard Park | NY | 09/2006 | 01/2019 |
| Ameriprise Financial Services, Inc. | Williamsville | NY | 09/2008 | 12/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 12/2018 | 01/2019 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 12/2018 | 01/2019 |
| Ameriprise Financial Services, Inc. | Orchard Park | NY | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Orchard Park | NY | 03/2020 | Present |
Board of Directors; Steering Committee - Nardin Academy; Member; Nardin Academy, 135 Cleveland Avenue, Buffalo, NY, 14222; Not Investment-Related; 04/30/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-06 |
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