Nathan John Winter

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-20
MN	RA	APPROVED	2013-11-04

TX RA
APPROVED

Since 2023-01-20
MN RA
APPROVED

Since 2013-11-04

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Wayzata	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Wayzata	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Wayzata, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Wayzata, MN

Previous Registrations

2008-09-12 → 2011-01-03

Wells Fargo Investments, Llc

Wayzata, MN

Minneapolis, MN

Other Businesses

CO-TRUSTEE FOR DECEASED FATHER'S TRUST; INV. RELATED; EDEN PRAIRIE, MN; START DATE 12/2019. CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; EDEN PRAIRIE, MN; START DATE 12/2019.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-11

S66 Uniform Combined State Law Examination

2008-09-11

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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