Best Investors Account Sign in

Cheryl Ann Cowan

D.A. Davidson & Co.

Colorado Springs, CO

Claim This Profile
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-16
TX RA APPROVED 2025-09-16
  • CO RA
    APPROVED
    Since 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-16

Branch Locations

121 S Tejon St, Suite 1109, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2017
Mml Investors Services, Llc Colorado Springs CO 03/2017 04/2019
Morgan Stanley Colorado Springs CO 04/2019 09/2025
D.A. Davidson & Co. Colorado Springs CO 09/2025 Present
  • 07/2016 → 03/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 04/2019
    Mml Investors Services, Llc
    Colorado Springs, CO
  • 04/2019 → 09/2025
    Morgan Stanley
    Colorado Springs, CO
  • 09/2025 → Present
    D.A. Davidson & Co.
    Colorado Springs, CO
Previous Registrations
Other Businesses

CHERYL A. COWAN; INVESTMENT RELATED; COLORADO SPRINGS, CO; SOLE PROPRIETOR; NOTARY PUBLIC; START 11/3/25; 1 HR/MO DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-02
S66 Uniform Combined State Law Examination 2008-07-22
  • S65 Uniform Investment Adviser Law Examination
    2024-05-02
  • S66 Uniform Combined State Law Examination
    2008-07-22
Other Names
  • Cheryl Ann Serio
  • Cheryl Ann Cowan
  • Cheryl A Cowan

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor