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Andrew Westcott Lee

Janney Montgomery Scott LLC

Allentown, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
PA RA APPROVED 2024-06-26
  • TX RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-06-26

Branch Locations

1390 Ridgeview Drive Suite 101, Allentown, PA 18104-9066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lehigh Country Club Allentown PA 05/1998 Present
Janney Montgomery Scott Llc Allentown PA 03/2010 07/2024
Janney Montgomery Scott Llc Allentown PA 07/2024 09/2024
Janney Montgomery Scott Llc Allentown PA 09/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2024-03-18
  • S65 Uniform Investment Adviser Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2024-03-18

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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