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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-09 |
| MN | RA | APPROVED | 2014-06-13 |
| TX | RA | APPROVED | 2014-06-13 |
Branch Locations
80 S 8Th St, Minneapolis, MN 55402 • United States
Bonita Springs, FL • United States
315 Lake St E, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 06/2014 | Present |
| Bank Of America, N.A. | Minneapolis | MN | 06/2014 | Present |
I*87551 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THELMA'S LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DES MOINES, IOWA 50317 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 11/02/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THELMAS SELLS ICE CREAM SANDWITCHES TO GROCERY STORES. MY RESPONSIBILTY IS TO ASSIST IN THE DISTRIBUTION OF SANDWITCH SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-09 |
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