Best Investors Account Sign in
Inactive

Stephanie Anne Williams

Alphacore Capital LLC

La Jolla, CA

CRD 5486178

Claim This Profile
Employer firm

Alphacore Capital LLC CRD 174346

$13.0B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-09-26
NC RA APPROVED 2022-05-05
NY RA APPROVED 2021-12-02
FL RA APPROVED 2020-11-02
CA RA APPROVED 2020-09-28
IL RA APPROVED 2020-09-28
TX RA APPROVED 2020-09-28
  • UT RA
    APPROVED
    Since 2024-09-26
  • NC RA
    APPROVED
    Since 2022-05-05
  • NY RA
    APPROVED
    Since 2021-12-02
  • FL RA
    APPROVED
    Since 2020-11-02
  • CA RA
    APPROVED
    Since 2020-09-28
  • IL RA
    APPROVED
    Since 2020-09-28
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altegris Investments, Inc La Jolla CA 03/2009 09/2020
Alphacore Capital Llc La Jolla CA 09/2020 Present
  • 03/2009 → 09/2020
    Altegris Investments, Inc
    La Jolla, CA
  • 09/2020 → Present
    Alphacore Capital Llc
    La Jolla, CA
Previous Registrations
  • 2018-03-16 → 2020-09-04
    Altegris Advisors, Llc
    San Juan Capistrano, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-16
S63 Uniform Securities Agent State Law Examination 2008-04-11
  • S65 Uniform Investment Adviser Law Examination
    2018-03-16
  • S63 Uniform Securities Agent State Law Examination
    2008-04-11
Other Names
  • Stephanie Waits
  • Stephanie Anne Waits

View on SEC IAPD

Nearby Firms

UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES

Nearby Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN

Nearby Offices

UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA

More in La Jolla, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor