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Stephanie Anne Williams

Alphacore Capital LLC

La Jolla, CA

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Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-09-26
NC RA APPROVED 2022-05-05
NY RA APPROVED 2021-12-02
FL RA APPROVED 2020-11-02
CA RA APPROVED 2020-09-28
IL RA APPROVED 2020-09-28
TX RA APPROVED 2020-09-28
  • UT RA
    APPROVED
    Since 2024-09-26
  • NC RA
    APPROVED
    Since 2022-05-05
  • NY RA
    APPROVED
    Since 2021-12-02
  • FL RA
    APPROVED
    Since 2020-11-02
  • CA RA
    APPROVED
    Since 2020-09-28
  • IL RA
    APPROVED
    Since 2020-09-28
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altegris Investments, Inc La Jolla CA 03/2009 09/2020
Alphacore Capital Llc La Jolla CA 09/2020 Present
  • 03/2009 → 09/2020
    Altegris Investments, Inc
    La Jolla, CA
  • 09/2020 → Present
    Alphacore Capital Llc
    La Jolla, CA
Previous Registrations
  • 2018-03-16 → 2020-09-04
    Altegris Advisors, Llc
    San Juan Capistrano, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-16
S63 Uniform Securities Agent State Law Examination 2008-04-11
  • S65 Uniform Investment Adviser Law Examination
    2018-03-16
  • S63 Uniform Securities Agent State Law Examination
    2008-04-11
Other Names
  • Stephanie Waits
  • Stephanie Anne Waits

View on SEC IAPD

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