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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut River Wealth Management | Manchester | CT | 05/2026 | Present |
| Lpl Financial | Manchester | CT | 05/2026 | Present |
| Edward Jones | Boca Raton | FL | 07/2019 | 07/2021 |
| Dmo Group | Fort Lauderdale | FL | 04/2017 | 07/2019 |
| Three Point Capital | New York | NY | 10/2010 | 04/2017 |
| Dmo Group | Houston | TX | 07/2021 | 12/2023 |
| The Goff Financial Group | Houston | TX | 12/2023 | 05/2026 |
1. 05/2026 - Connecticut River Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 104 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/1/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-22 |
| S66 | Uniform Combined State Law Examination | 2019-10-12 |
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