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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-26
  • CT RA
    APPROVED
    Since 2021-10-26

Branch Locations

903 Main St., Manchester, CT 06040 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Williams Resort Lebanon CT 05/2009 06/2017
Lpl Financial Llc Hartford CT 01/2015 09/2016
Key Investment Services Llc Manchester CT 10/2016 09/2021
Lpl Financial Llc Manchester CT 10/2021 Present
New Edge Advisors Manchester CT 10/2021 Present
Previous Registrations
  • 2016-09-21 → 2021-10-22
    Manchester, CT
    Vernon, CT
    Cohoes, NY
    Brooklyn, OH
  • 2016-01-19 → 2016-09-21
    Wethersfield, CT
    Hartford, CT
    Wethersfield, CT
    East Hartford, CT
    Vernon, CT
    Coventry, CT
    Hartford, CT
    Hartford, CT
    Plainville, CT
    Rocky Hill, CT
Other Businesses

1. 1/28/2022 - New Edge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/21/2021- 120 Hours Per Month During Securities Trading - I provide investment advisory services through New Edge Advisors, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 9/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/06/2022 - 8 FEDERAL STREET - Investment Related - WEST HARTFORD, CT - Real Estate Rental - Start Date - 09/06/2022 - 10 Hours Per Month/1 Hours During Securities Trading. 4. 02/21/2025 - New England Retirement Strategies, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/01/2025 - 160 hours per month/ during trading 5. 05/13/2025 - New England Retirement Strategies LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/25/2025 - 100 Hrs/Mth - 40 Hrs During Trading. 6. 11/19/2025 - 384 LEWIS ROAD LLC - Real Estate Rental - Investment Related - Home Based - Start Date 12/01/2025 - 20 hours per month/ 0 hours during trading 7. 11/19/2025 - 193 SUPERIOR AVE LLC - Real Estate Rental - Investment Related - Home Based - Start Date 12/01/2025 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-08
  • S66 Uniform Combined State Law Examination
    2013-06-08
Other Names
  • Patrick N Rider

View on SEC IAPD

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