Best Investors Account Sign in

Thomas Scanlon

Raymond James Financial Services Advisors, Inc

Manchester, CT

Claim This Profile
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-01-02
  • CT RA
    APPROVED
    Since 2009-01-02

Branch Locations

391 Center Street, Manchester, CT 06040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Manchester CT 09/2000 Present
Raymond James Financial Services Advisors, Inc Manchester CT 01/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-28
S65 Uniform Investment Adviser Law Examination 1998-08-27
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    1998-08-27

View on SEC IAPD

Other Firms

EDWARD JONES
COMMONWEALTH FINANCIAL NETWORK
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
NEWEDGE ADVISORS
EXCEL WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
ERNEST J. BROUSSEAU, CPA, CFP®

Other Investors

Kevin William Young
WILLIAM MASON MILLER
JANICE MARIE JOHNSON
KENDRA MARIE O'REILLY
PATRICK NEIL RIDER
DANIEL JOSEPH RIDER
Nicholas Colonna
GEORGE MICHAEL MORGENROTH

Other Offices

EDWARD JONES · MANCHESTER, CT
COMMONWEALTH FINANCIAL NETWORK · MANCHESTER, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · MANCHESTER, CT
NEWEDGE ADVISORS · Manchester, CT
EXCEL WEALTH MANAGEMENT, LLC · MANCHESTER, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Manchester, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Manchester, CT
AMERIPRISE FINANCIAL SERVICES, LLC · MANCHESTER, CT

More in Manchester, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor