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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-09-30
  • CT RA
    APPROVED
    Since 2011-09-30

Branch Locations

843 Main St Ste 10, Manchester, CT 06040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2011 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2011 Present
Previous Registrations
  • 2011-08-30 → 2011-10-03
    Fort Atkinson, WI
    Manchester, CT
  • 2005-10-03 → 2011-09-09
    Wrp Investments, Inc.
    Manchester, CT
    Manchester, CT
  • 2004-01-26 → 2005-10-04
    Financial Network Concepts Llc
    Newington, CT
  • 2004-05-04 → 2004-05-05
    Grove Point Investments, Llc
    Manchester, CT
Other Businesses

1) JAN JOHNSON, MS, CFP, INDEPENDENT INSURANCE AGENT, 156 E CENTER ST, MANCHESTER, CT, 1/2000 FOR VARIOUS INDEPENDENT INSURANCE AGENCIES. INV REL - 10 HR/MO - 8/TRADING. 2) JAN JOHNSON, MS, RD, CDN, 201 SHALLOWBROOK LN, MANCHESTER, CT 06040. BEGAN 1/1/76 AS A REGISTERED DIETITIAN, MAINTAINING CERTIFICATION AND MAY SPEAK ABOUT NUTRITION. NOT INVESTMENT RELATED. DEVOTES 15 HRS/YR, NONE DURING TRADING. 3) JAN JOHNSON, MS, CFP, 201 SHALLOWBROOK LN, MANCHESTER, CT 06040. BEGAN 1/1/96 AS ADJUNCT FACULTY, TEACHING CERTIFIED FINANCIAL PLANNING PROGRAM. NOT INVESTMENT RELATED. DEVOTES 20 HRS/YR, NONE DURING TRADING. 4) TOWN OF MANCHESTER PENSION FUND, TOWN HALL EAST CENTER ST., MANCHESTER, CT 06040. BEGAN 1/1/07 AS BOARD MEMBER WHO CANNOT ACT ON BEHALF OF THE PENSION BOARD WITHOUT THE PERMISSION OF THE OTHER BOARD MEMBERS. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH, NONE DURING TRADING. 5) JAN JOHNSON, MS, CFP, 156 E CENTER ST, MANCHESTER, CT, 01/2000 AS OWNER, TAX PLANNING AND PREPARATION. INVESTMENT RELATED. DEVOTES 520 HRS/YR. 1 HR DURING TRADING. 6) THE BENNETT HOUSING AUTHORITY, 41 CENTER ST, MANCHESTER, CT 06040. BEGAN 10/2010 AS BOARD MEMBER THAT OVERSEAS LOW INCOME HOUSING FOR THE ELDERLY. DEVOTES 10 HR/YR-NONE DURING TRADING. NON-PROFIT. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 4 HR/WK - 4/TRADING. 09/30/11. 8) JOHNSON MARKETING / 201 Shallowbrook Lane, Manchester CT 06040 / 10/13/2021 / NIR / MARKETING ACTIVITIES FOR JAN JANSON CFP / 16HR/MO - 16HR/MO TRADING 9) JAN JOHNSON MS CFP, 945 Main Street, Manchester CT 06040, 09/2011, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-06-23
Designations
Other Names
  • Janice M Johnson
  • Janice Marie Horn
  • Jan Marie Johnson

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