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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1996-05-02 |
Branch Locations
545 North Main Street, Manchester, CT 06040 • United States
315 Center Rock Green Suite #3, Oxford, CT 06478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance Management Inc | Derby | CT | 01/1995 | Present |
| Commonwealth Equity Services, Inc. | Derby | CT | 01/1996 | Present |
1. FIXED INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-23 |
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