Best Investors Account Sign in

William Mason Miller

Commonwealth Financial Network

Manchester, CT

Oxford, CT

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1996-05-02
  • CT RA
    APPROVED
    Since 1996-05-02

Branch Locations

545 North Main Street, Manchester, CT 06040 • United States

315 Center Rock Green Suite #3, Oxford, CT 06478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Management Inc Derby CT 01/1995 Present
Commonwealth Equity Services, Inc. Derby CT 01/1996 Present
  • 01/1995 → Present
    Insurance Management Inc
    Derby, CT
  • 01/1996 → Present
    Commonwealth Equity Services, Inc.
    Derby, CT
Other Businesses

1. FIXED INSURANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-25
S63 Uniform Securities Agent State Law Examination 1989-02-23
  • S65 Uniform Investment Adviser Law Examination
    1996-03-25
  • S63 Uniform Securities Agent State Law Examination
    1989-02-23
Other Names
  • Bill Miller

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
NEWEDGE ADVISORS
EXCEL WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
ERNEST J. BROUSSEAU, CPA, CFP®

Other Investors

THOMAS SCANLON
Kevin William Young
JANICE MARIE JOHNSON
KENDRA MARIE O'REILLY
PATRICK NEIL RIDER
DANIEL JOSEPH RIDER
Nicholas Colonna
GEORGE MICHAEL MORGENROTH

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Manchester, CT
EDWARD JONES · MANCHESTER, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · MANCHESTER, CT
NEWEDGE ADVISORS · Manchester, CT
EXCEL WEALTH MANAGEMENT, LLC · MANCHESTER, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Manchester, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Manchester, CT
AMERIPRISE FINANCIAL SERVICES, LLC · MANCHESTER, CT

More in Manchester, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor