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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-09-17 |
Branch Locations
600 Hamilton Street Suite 900, Allentown, PA 18101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 03/2013 | Present |
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 08/2015 | Present |
1) CapTrust, DBA of Strategic Advisor Group; 600 Hamilton St, Suite 900, Allentown, PA 18612; 01/2021; Partner; Manage our wealth management and executive financial planning practice; Investment Related; 160 hours/month; 160 hours/month during business hours; Ownership, Commissions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-11 |
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