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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Lexington | KY | 05/2016 | 02/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2022 | 04/2022 |
| Cuso Financial Services, Lp | San Diego | CA | 04/2022 | 05/2025 |
| University Of Kentucky Federal Credit Union | Lexington | KY | 04/2022 | Present |
| Lpl Financial Llc | Lexington | KY | 05/2025 | Present |
1- 05/15/2025 - UKCU Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/15/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-17 |
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