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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2017-11-15
IA RA APPROVED 2016-06-08
TX RA APPROVED_RES 2016-03-17
MN RA APPROVED 2013-12-04
  • ND RA
    APPROVED
    Since 2017-11-15
  • IA RA
    APPROVED
    Since 2016-06-08
  • TX RA
    APPROVED_RES
    Since 2016-03-17
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Minnesota-Tc Minneapolis MN 02/2012 08/2017
Massmutual Life Insurance Co Minneapolis MN 01/2013 Present
Mml Investors Services, Llc Minneapolis MN 02/2013 Present
  • 02/2012 → 08/2017
    University Of Minnesota-Tc
    Minneapolis, MN
  • 01/2013 → Present
    Massmutual Life Insurance Co
    Minneapolis, MN
  • 02/2013 → Present
    Minneapolis, MN
Other Businesses

(1) NAME: SAHAND ELMTALAB or M&E CATALYST GROUP INV REL: Y ADD: 100 S. 5TH STREET, STE 2450, MPLS, MN 55402 NATURE: LIFE, HEALTH, DI INSURANCE SALES POSITION: OWNERSHIP, AGENT START DATE: 01/21/2013 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: ICECE LLC INV REL: Y ADD: 3068 VERMILION DRIVE COOK, MN. 55723 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 6/07/2018 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 (3) NAME: 710 31ST AVE BUILDING LLC INV REL: Y ADD: 710 31ST AVE BUILDING SW STE 3 MINOT, ND. 58701 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 12/28/2018 NO HRS/MO: .25 NO HRS/MO DUR TRADING: 0 (4) NAME: COOK 1 LLC INV REL: Y ADD: 118 1ST AVE. SW COOK, MN. 55723 NATURE: REAL ESTATE POSITION: OWNERSHIP START DATE: 3/01/2019 NO HRS/MO: 0.5 NO HRS/MO DUR TRADING: 0 (5) NAME: PROMOGO INV REL: Y ADD: 51 RAINEY ST.. #1316 AUSTIN TX 78701 NATURE: COMPENSATED BOARD SERVICE POSITION: BOARD ADVISORY SEAT START DATE: 09/03/2019 NO. HR/MO: 2.5 NO. HR/MO DURING SEC TRADING: 1 (6) NAME: FEA LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: BANK LOAN REFERRAL COMPENSATION POSITION: REFERRER START DATE: 9/23/2019 NO. HR/MO: .5 NO. HR/MO DURING SEC TRADING: 0 (7) NAME: M&E COACHING GROUP, LLC DBA M&E COACHING GROUP INV REL: Y ADD: 100 S. FIFTH ST, STE 2450 MPLS, MN. 55402 NATURE: SALES CONSULTING/ COACHING POSITION: CONSULTANT/ COACH START DATE: 12/01/2020 NO. HR/MO: 2-3 NO. HR/MO DURING SEC TRADING: 2-3 (8) NAME: SAHAND ELMTALAB INV REL: Y ADD: 100 S 5TH ST STE 2450 MPLS, MN 55402 NATURE: OTHER; SPORTS COLLECTIBLES POSITION: OWNER START DATE: 04/20/2021 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUYING/SELLING/TRADING SPORTS MEMORABILIA AND COLLECTIBLES. (9) NAME: SAHAND ELMTALAB INV REL: N ADD: 450 VIRGINIA AVE LONG LAKE MN 55356 NATURE: NONPROFIT ORGANIZATION; CITY EDA COMMITTEE, RESIDENT MEMBER POSITION: RESIDENT MEMBER START DATE: 02/15/2022 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TO PARTICIATE AS A RESIDENT OF THE CITY WITH EDA COMMISSION ON CITY PROJECTS, WHERE THE CITY HAS OWNERSHIP OF THE PROPERTY. TO HELP THE CITY ECONOMICALLY. (10) NAME: TURBULENT RETURNS LLC INV REL: Y ADD: 100 S. 5TH STREET SUITE 2450 MINNEAPOLIS, MN. 55402 NATURE: OWNER OF LLC USED FOR AIRCRAFT LEASING POSITION: MANAGING MEMBER START DATE: 11/26/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I OWN THE ENTITY, HAVE SOMEONE MANGING THE LEASING OF THE AIRCRAFT (11) REP HAS ADDITONAL OBA'S ON FILE WITH BROKER DEALER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-21
  • S63 Uniform Securities Agent State Law Examination
    2008-04-21
Designations

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