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Inactive

Roy Michael Lopez

Sage Stone Wealth Management LLC

La Jolla, CA

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Current Employers
Sage Stone Wealth Management Llc

7946 Ivanhoe Avenue Suite 316, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
CA RA APPROVED 2012-01-20
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • CA RA
    APPROVED
    Since 2012-01-20

Branch Locations

7946 Ivanhoe Avenue Suite 316, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Stone Wealth Management, Llc La Jolla CA 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-19
S66 Uniform Combined State Law Examination 2001-01-18
  • S65 Uniform Investment Adviser Law Examination
    2012-01-19
  • S66 Uniform Combined State Law Examination
    2001-01-18
Other Names
  • Michael Lopez

View on SEC IAPD

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