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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-31 |
| MN | RA | APPROVED | 2014-09-02 |
Branch Locations
100 South Fifth Street Suite 2300, Minneapolis, MN 55402 • United States
100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States
Woodbury, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services, Llc | Minneapolis | MN | 08/2014 | Present |
| Massmutual Life Insurance Company | Minneapolis | MN | 07/2014 | Present |
(1)NAME: RIDGESTONE FINANCIAL LLC INV REL: Y ADD: 100 S. 5TH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES START DATE: 8/30/14 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2)NAME: SHUCK WEALTH MANAGEMENT, LLC INV REL: Y ADD: 100 S. 5TH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: LLC FOR PURPOSES DIRECT DEPOSIT OF COMPENSATIONON ON ADVISORY BUSINESS COMPENSATION POSITION: OWNER START DATE: 01/23/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-05-19 |
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