Eunice E Flores

Current Employers

Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-14

TX RA
APPROVED

Since 2024-06-14

Branch Locations

200 South 10Th Street Suite 501, Mcallen, TX 78501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner ,Smith Inc	Mcallen	TX	03/2011	06/2024
Sanctuary Securities, Inc.	Mcallen	TX	06/2024	Present
Sanctuary Advisors Llc	Mcallen	TX	06/2024	Present

03/2011 → 06/2024

Merrill Lynch, Pierce, Fenner ,Smith Inc

Mcallen, TX
06/2024 → Present

Sanctuary Securities, Inc.

Mcallen, TX
06/2024 → Present

Sanctuary Advisors Llc

Mcallen, TX

Previous Registrations

2012-02-21 → 2024-06-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mcallen, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-20
S63	Uniform Securities Agent State Law Examination	2008-03-05

S66 Uniform Combined State Law Examination

2012-02-20
S63 Uniform Securities Agent State Law Examination

2008-03-05

Other Names

Eunice E Flores
Eunice Elizabeth Flores
Eunice Elizabeth Flores

View on SEC IAPD

Current Employers

Sanctuary Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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