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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-04
MI RA APPROVED 2019-11-14
  • TX RA
    APPROVED_RES
    Since 2019-12-04
  • MI RA
    APPROVED
    Since 2019-11-14

Branch Locations

39400 Woodward Ave Suite 150, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Birmingham MI 01/2008 11/2019
Raymond James & Associates, Inc. Bloomfield Hills MI 11/2019 Present
Previous Registrations
Other Businesses

(1) Name of Business: Paschen Enterprises LLC Address: 3019 N Vermont Ave, Royal Oak, MI, 48073, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: There are no responsibilities. This was a filing done to see what our clients go through when submitting LLC documents to the state of Michigan.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-12
  • S66 Uniform Combined State Law Examination
    2010-12-12

View on SEC IAPD

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