Best Investors
Account
Sign in
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-07-10 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Portsmouth | NH | 06/2017 | 05/2018 |
| Peoples United Bank | Bridgeport | CT | 05/2016 | 06/2017 |
| Peoples Securities Inc. | Bridgeport | CT | 08/2016 | 06/2017 |
| Voya Financial Advisors | Concord | NH | 06/2018 | 06/2020 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2020 | Present |
1] NAME OF ENTITY:NH Children's Health Foundation; No; 49 MAIN ST; CONCORD; NH; 03110; NON-PROFIT ORGANIZATION; BOARD MEMBER; 8/1/2016; 2; 2; OVERSEE THE BUDGET,AUDIT AND INVESTMENT PERFORMANCE OF THE THIRD PARTY. 2-3 hours per month; 30 minutes per month during business hours. 2] NAME OF ENTITY:Hopkinton Soccer Club; No; PO Box 224; Contoocook; NH; 03229; The board organizes the town soccer club, for ages 7-20. This includes the training, practices, game (set up, coaching and breakdown), some field maintenance, organizing tryouts and collaboration with the state soccer programs.; Board Member/Coach; 8/31/2018; 5; 0; I am a USSF licensed coach for the 2009 Boys team, and a board member assisting with registrations of the different club teams in the NH Soccer Association leagues. All activities will be outside of business hours, on weekends and evening nights. Average 4 hours per month; 0 hours during business hours. 3] New Hampshire Soccer Referee Association / Referee. Providing referees for youth and club soccer. 5-10 hours per month; 0 hours during normal working hours. 4] Hopkinton Library Foundation / Board Member. Supporting the mission of the Hopkinton, NH town library. Reviewing the activities of the board and the grants for programs within the community. 2 hours per month; 0 hours during normal working hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-21 |
Reach out to this advisor