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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-01-02 |
| SC | RA | APPROVED | 2025-06-03 |
| CO | RA | APPROVED | 2024-08-08 |
| OH | RA | APPROVED | 2023-03-29 |
| WI | RA | APPROVED | 2022-02-10 |
| NY | RA | APPROVED | 2021-05-14 |
| MD | RA | APPROVED | 2020-08-17 |
| MO | RA | APPROVED | 2020-02-20 |
| FL | RA | APPROVED | 2019-07-31 |
| TX | RA | APPROVED_RES | 2019-04-30 |
| AZ | RA | APPROVED | 2016-10-28 |
| KY | RA | APPROVED | 2016-04-18 |
| MI | RA | APPROVED | 2015-12-23 |
| IL | RA | APPROVED | 2015-02-26 |
| CA | RA | APPROVED | 2013-09-26 |
| IN | RA | APPROVED | 2013-01-17 |
Branch Locations
8555 N. River Rd. Suite 470, Inidanapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasalle St. Securities, L.L.C. | Indianapolis | IN | 01/2008 | Present |
| Lasalle St. Investment Advisor, L.L.C. | Elmhurst | IL | 01/2013 | Present |
FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.-RIA KW Financial, Inc Finance Committee member at daughters school. Orchard School 403(b) committee member Mission Haiti Medical- Gift Committee. Create, review and administer gift policy for the Mission Haiti Medical non-profit POA for Aunt
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-31 |
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