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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-09-17 |
Branch Locations
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
18500 Lake Road Suite 400, Rocky River, OH 44116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wagner Reese Law Firm | Carmel | IN | 02/2016 | 10/2016 |
| Unemployed | Noblesville | IN | 10/2016 | 06/2017 |
| Woodbury Financial Services Inc | Zionsville | IN | 06/2017 | 11/2019 |
| Sanctuary Wealth | Indianapolis | IN | 12/2019 | 10/2021 |
| Ubs Financial Services | Indianapolis | IN | 01/2022 | 10/2022 |
| Rbc Capital Markets, Llc | Indianapolis | IN | 10/2022 | 03/2023 |
| Thurston Springer Financial | Indianapolis | IN | 03/2023 | 08/2025 |
| Peak Brokerage Services, Llc | Jupiter | FL | 02/2025 | 08/2025 |
| Ubs Financial Services, Inc. | Indianapolis | IN | 09/2025 | Present |
LUDWIG ENTERPRISES, LTD. POSITION: Limited/Passive Partner NATURE: Limited Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/2006 ADDRESS: 522 Wekiva Landing Dr, Apopka FL 32712, United States DESCRIPTION: Limited/Passive Partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-25 |
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