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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-09-28 |
Branch Locations
250 West 96Th Street Suite 300, Indianapolis, IN 46260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indpls | IN | 07/1998 | Present |
| Bank Of America,Na | Ponte Vedra Beach | FL | 12/2009 | Present |
(1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PERFORMANCE UNLIMITED LLC - OWNER INVESTMENT RELATED: N ADDRESS OF BUSINESS: ZIONSVILLE, INDIANA 46077 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/1/2001 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MBR, LLC OVERSEE OPERATIONS, PERFORM SOME CONSULTING (2) For profit or not for profit: Non-Profit Organization Name of outside business organization: Crossroads Council - Boy Scouts of America Investment related: N Address of business: 7125 Fall Creek Rd N, Indianapolis, Indiana 46256 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 6/22/2016 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 2 Duties: Youth eduction & development. The committee has been organized to conduct a fundraising event in the town of Zionsville Sept 15, 2016. (3) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PERFORMANCE AVIATION LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 280 LARKSPUR COURT, ZIONSVILLE, INDIANA 46077 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER, LLC HOLDING COMPANY START DATE OF RELATIONSHIP: 11/19/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AIRCRAFT CHARTER BUSINESS. THE LLC WILL OWN AN AIRCRAFT AND PARTNER WITH A CHARTER COMPANY. MY ROLE TO BE BUSINESS STURCTURE, COOADINATE CCOUNTING AND LEGAL WORK AND MY WIFE JOLENE WILL BE A ACTIVE PARTICIPANT IN THE MARKETING OF CHARTER SERVICES. (4) Name: Growlydog, LLC Position: Member of LLC Nature: Production & sale of firewood. Family side-business. Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 05/14/2021 Address: 11329 East State Road 32, Hanger I6, Indianapolis IN 46260, United States Additional Info: Description: Firewood processing, financial + legal work
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-16 |
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