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Daniel T Latimer

Ubs Financial Services Inc.

Indianapolis, IN

Indianapolis, IN

Fishers, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-05
IN RA APPROVED 2005-01-01
  • TX RA
    APPROVED_RES
    Since 2014-05-05
  • IN RA
    APPROVED
    Since 2005-01-01

Branch Locations

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

8888 Keystone Crossing 10Th Floor, Indianapolis, IN 46240 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Indianapolis IN 09/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-17
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S66 Uniform Combined State Law Examination
    2004-12-17
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10

View on SEC IAPD

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