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Adrienne J Hart

Ubs Financial Services Inc.

Indianapolis, IN

Fishers, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-03-01
TX RA APPROVED 2019-03-01
  • IN RA
    APPROVED
    Since 2019-03-01
  • TX RA
    APPROVED
    Since 2019-03-01

Branch Locations

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 11/2004 Present
Bank Of America, N.A. Indianapolis IN 12/2009 03/2019
Ubs Financial Services Inc Indianopolis IN 03/2019 Present
Previous Registrations
Other Businesses

S S. M Revocable Trust dated 01/17/2001,Trustee,NCUnited StatesTrusteeStart date -2/5/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-23
  • S66 Uniform Combined State Law Examination
    2005-02-23

View on SEC IAPD

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