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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2008-05-20
  • IN RA
    APPROVED
    Since 2008-05-20

Branch Locations

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Indianapolis IN 10/2006 Present
  • 10/2006 → Present
    Ubs Financial Services
    Indianapolis, IN
Other Businesses

ST. BONIFACE CHURCH ORGANIST, CHURCH ORGANIST ON A STIPEND (NON-EMPLOYEE) BASIS FOR WEEKEND LITURGICAL SERVICES. THIS IS NON-INVESTMENT RELATED. PLAYING AMOUNTS TO ABOUT 20 HOURS PER MONTH. ST. BONIFACE CHURCH - 318 N 9TH STREET - LAFAYETTE, IN 47904 ORGANIST SINCE 08/1986.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-19
S63 Uniform Securities Agent State Law Examination 1999-11-04
  • S66 Uniform Combined State Law Examination
    2008-05-19
  • S63 Uniform Securities Agent State Law Examination
    1999-11-04
Other Names
  • Scott Michael Kemmer

View on SEC IAPD

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