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Geoffrey Michael Keller

LPl Financial LLC

Greenwood Village, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-12-07
  • CO RA
    APPROVED
    Since 2020-12-07

Branch Locations

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc Centennial CO 01/2008 08/2019
The Madison Group Greenwood Village CO 08/2019 08/2020
M Holdings Securities, Inc. Portland OR 08/2019 08/2020
Lpl Financial, Llc Greenwood Village CO 11/2020 Present
  • 01/2008 → 08/2019
    Oppenheimerfunds Distributor, Inc
    Centennial, CO
  • 08/2019 → 08/2020
    The Madison Group
    Greenwood Village, CO
  • 08/2019 → 08/2020
    M Holdings Securities, Inc.
    Portland, OR
  • 11/2020 → Present
    Greenwood Village, CO
Other Businesses

1. 11/04/2020 -Seven-13 LLC -Business Entity For Tax/Investment Purposes Only- Investment Related - LONE TREE, CO - Start Date:10/27/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 11/04/2020 - Western Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Greenwood Plaza CO - Start Date:11/04/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 3. 11/04/2020 - Western Retirement Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - Greenwood Plaza CO - Start Date:11/04/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 4. 08/09/2021 - Seven-13 LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/27/2020 - 40 Hours Per Month/30 Hours During Securities Trading. 5. 03/08/2022- Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/12/2021 - 8 Hours Per Month During Securities Trading. 6. 12/17/2024- Other - Paid research- I have been asked to provide research, fact checking and proofreading/editing for Scidan Partners, a consulting group. The subject is the environmental and economic impact of wildfires.- Home based- Not INV Related- Start date 07/25/2024- 5 Hours Per Month During.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-25
S63 Uniform Securities Agent State Law Examination 2010-04-22
  • S65 Uniform Investment Adviser Law Examination
    2020-11-25
  • S63 Uniform Securities Agent State Law Examination
    2010-04-22
Other Names
  • Geoffrey Michael Keller
  • Geoffrey Keller
  • Geoff Keller

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