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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-11-27 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 01/2008 | Present |
1. 1/9/2014 - OTHER-WEBSTORE - GENTLEMEN'S FOOTWEAR - SELLING MEN'S SHOES, AND TIES ONLINE. WWW.GENTLEMENSFOOTWEAR.COM WORK TIME IS MINIMUM SINCE IT IS JUST A ONLINE SHOP AND IT WILL BE DONE IN MY SPARE TIME AT HOME. - TIME SPENT 1%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
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