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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-11
  • FL RA
    APPROVED
    Since 2023-03-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Jacksonville FL 05/2016 05/2017
Bbva Securities Inc Jacksonville FL 08/2017 09/2018
Compass Bank Birmingham AL 08/2017 09/2018
Unemployed Jacksonville FL 05/2017 08/2017
Jp Morgan Chase Jacksonville FL 05/2016 05/2017
Bbva Wealth Solutions Inc. Jacksonville FL 09/2017 09/2018
Bbva Compass Insurance Agency, Inc. Austin TX 09/2017 09/2018
Valic Financial Advisors, Inc. Jacksonville FL 09/2018 11/2021
Citigroup Jacksonville FL 11/2021 02/2023
Empower Financial Services, Inc Greenwood Village CO 02/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 02/2023 Present
  • 05/2016 → 05/2017
    Jacksonville, FL
  • 08/2017 → 09/2018
    Bbva Securities Inc
    Jacksonville, FL
  • 08/2017 → 09/2018
    Compass Bank
    Birmingham, AL
  • 05/2017 → 08/2017
    Unemployed
    Jacksonville, FL
  • 05/2016 → 05/2017
    Jp Morgan Chase
    Jacksonville, FL
  • 09/2017 → 09/2018
    Bbva Wealth Solutions Inc.
    Jacksonville, FL
  • 09/2017 → 09/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 09/2018 → 11/2021
    Jacksonville, FL
  • 11/2021 → 02/2023
    Citigroup
    Jacksonville, FL
  • 02/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 02/2023 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

I work in Real Estate at Heron Real Estate in Jacksonville, FL it is not investment related, I work 10 hours a month on this business, my duties are real estate related. I also have my notary public and use it as requested by friends and family. I do not earn anything for the OBA and do it as needed so not dedicated or allotted time to it on a normal basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-19
S63 Uniform Securities Agent State Law Examination 2008-02-19
  • S66 Uniform Combined State Law Examination
    2015-01-19
  • S63 Uniform Securities Agent State Law Examination
    2008-02-19
Other Names
  • Adam D Osterman
  • Adam David Osterman
  • Adam Osterman

View on SEC IAPD

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