Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-02-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East Greenwich Public Schools | East Greenwich | RI | 10/2015 | 05/2021 |
| Us Trust | Providence | RI | 02/2006 | 10/2017 |
| Waddell & Reed, Inc | West Warwick | RI | 04/2016 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waterford | CT | 03/2017 | 10/2017 |
| Bank Of America, N.A. | Waterford | CT | 03/2017 | 10/2017 |
| Nationwide Securities Llc | Columbus | OH | 10/2017 | 11/2018 |
| Affiliated Insurance Managers | Warwick | RI | 10/2017 | 04/2023 |
| Pruco Securities Llc | Warwick | RI | 12/2023 | 11/2024 |
| Southern New Hampshire University | Macnhester | NH | 09/2022 | 01/2025 |
| Providence College | Providence | RI | 10/2022 | 05/2023 |
| Community College Of Rhode Island | Warwick | RI | 09/2020 | 12/2024 |
| The Prudential Insurance Company Of America | Warwick | RI | 07/2024 | 12/2024 |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | 01/2025 |
| J.P. Morgan Securities Llc | Westerly | RI | 02/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Westerly | RI | 02/2025 | Present |
| Southern New Hampshire University | Manchester | NH | 08/2022 | 03/2026 |
| Community College Of Rhode Island | Warwick | RI | 09/2020 | Present |
Entity Name: Community College of Rhode Island Investment related: No "Address: 400 East Ave, Warwick, RI 02886 www.ccri.edu " Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Adjunct Business Professor.I am paid per class that I teach. This role is not similar to my current role at JPMC as it is teaching business courses."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-17 |
Reach out to this advisor