Best Investors Account Sign in
Inactive

Mary Voll Miller

Mission Wealth Management, LP

Santa Barbara, CA

Austin, TX

Claim This Profile
Current Employers
Mission Wealth Management, Lp

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-02
  • TX RA
    APPROVED
    Since 2023-03-02

Branch Locations

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

901 S. Mopac Expy, Building V, Suite 250, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.B. Graham & Co. Orange CA 09/2011 03/2021
Per Stirling Capital Management, Llc Austin TX 09/2011 03/2023
Ut Of Austin Austin TX 01/2016 Present
Mission Wealth Management, Lp Santa Barbara CA 03/2023 Present
Previous Registrations
  • 2011-09-30 → 2023-03-31
    Per Stirling Capital Management, Llc
    Austin, TX
  • 2011-07-07 → 2014-12-04
    Hill Country Wealth Management
    Austin, TX
  • 2008-01-15 → 2011-09-16
    Choice Advisory Group, Inc.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-14
S63 Uniform Securities Agent State Law Examination 2006-11-06
  • S65 Uniform Investment Adviser Law Examination
    2008-01-14
  • S63 Uniform Securities Agent State Law Examination
    2006-11-06
Designations
Other Names
  • Mary Alice Miller
  • Mary Alice Voll Miller
  • Mary Alice Miller
  • Mary Voll Miller
  • Mary Alice Voll

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor