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David Andrew Mann

Wells Fargo Clearing Services, LLC

Huntsville, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-12
  • AL RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-12

Branch Locations

525 Madison St, Huntsville, AL 35801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Huntsville AL 08/2014 02/2026
Wells Fargo Clearing Services, Llc Huntsville AL 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-22
S63 Uniform Securities Agent State Law Examination 2008-09-25
  • S66 Uniform Combined State Law Examination
    2014-10-22
  • S63 Uniform Securities Agent State Law Examination
    2008-09-25
Other Names
  • Shawn Mann
  • Andrew Mann

View on SEC IAPD

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