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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
PA RA APPROVED 2022-10-17
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • PA RA
    APPROVED
    Since 2022-10-17

Branch Locations

1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States

Wexford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hefren-Tillotson, Inc. Pittsburgh PA 12/2007 10/2022
Rbc Capital Markets, Llc Sewickley PA 10/2022 Present
Previous Registrations
  • 2015-03-09 → 2022-10-17
    Hefren-Tillotson, Inc.
    Pittsburgh, PA
    Wexford, PA
    Wexford, PA
Other Businesses

(1) NAME OF ENTITY: AMB Plumbing Inc ADDRESS: 3401 Grand Ave, Pittsburgh, PA 15225 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Commercial plumbing START DATE: Feb 23, 2026 CAPACITY: Other DUTIES: 0 - 4 Hours HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-17
  • S66 Uniform Combined State Law Examination
    2008-11-17
Other Names
  • Stephanie L. Mann

View on SEC IAPD

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