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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-10-21 |
| TX | RA | APPROVED_RES | 2015-10-21 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Lone Tree, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Greenwood Village | CO | 10/2015 | Present |
| City National Bank | Greenwood Village | CO | 08/2018 | Present |
(1) UNIVERSITY OF WYOMING COWBOYS IN COLORADO; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: UNIVERSITY OF WYOMING ATHLETICS; NOT INVESTMENT RELATED; START DATE: 11/01/2017; CAPACITY: DIRECTOR; DUTIES: FUNDRAISING; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-04 |
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