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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-05-21 |
Branch Locations
1620 W Highland Street, Allentown, PA 18102 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
3 Sculps Hill Road, Orwigsburg, PA 17961 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Chalfont | PA | 06/2016 | 05/2019 |
| Prudential Insurance Company Of America | Chalfont | PA | 06/2016 | 05/2019 |
| Lpl Financial, Llc | Allentown | PA | 05/2019 | Present |
| Private Advisor Group, Llc | Private Advisor Group, Llc | NJ | 05/2019 | Present |
1)5/17/19 -Ascent Wealth Management, LLC -DBA for LPL Business (entity for LPL business)- Inv. Related- Allentown,PA- 100% 2. 06/24/2019 - Private Advisor Group, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - Start date:5/15/2019 - 160 hrs/mo - 140 hrs during trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/24/2019 - Private Advisor Group - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:5/15/2019 - 160 hrs/mo - 140 hrs during trading - 100% time spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-23 |
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