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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2020-02-19 |
| OK | RA | APPROVED | 2020-02-06 |
| TX | RA | APPROVED_RES | 2020-02-06 |
| MN | RA | APPROVED | 2018-11-29 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
North Branch, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 04/2015 | 05/2017 |
| Thrivent Investment Management Inc | Minneapolis | MN | 09/2017 | 01/2018 |
| Ameriprise Franchise | Lake Elmo | MN | 05/2017 | 07/2017 |
| Unemployed | North Branch | MN | 08/2017 | 09/2017 |
| Thrivent Financial | Appleton | WI | 09/2017 | 01/2018 |
| Ubs Financial Services Inc. | Minneapolis | MN | 01/2018 | 04/2018 |
| Us Bank | North Branch | MN | 05/2018 | 12/2018 |
| Thrivent Investment Management Inc | Minneapolis | MN | 11/2018 | Present |
| Thrivent Financial | Appleton | WI | 12/2018 | 01/2020 |
| Thrivent Financial | Appleton | WI | 01/2020 | Present |
MC FAMILY RENTALS LLC POSITION: Landlord NATURE: This LLC was set up to manage a rental property at 39092 3rd Ave, North Branch, MN 55056 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2018 ADDRESS: 7801 277th Avenue NE, North Branch MN 55056, United States DESCRIPTION: I rent a property and receive rent income. DEXTER'S FARM LLC POSITION: Landlord NATURE: Farmland rental. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 7801 277th Avenue NE, North Branch MN 55056, United States DESCRIPTION: Rent farmland
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-30 |
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