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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

802 N. Carancahua Suite 1120, Corpus Christi, TX 78401 • United States

2902 Traylor Boulevard Suite 100, Rockport, TX 78382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Rockport TX 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Rockport, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rockport, TX
    Corpus Christi, TX
  • 2000-05-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Corpus Christi, TX
    Rockport, TX
    Corpus Christi, TX
Other Businesses

*498228 - Roscher Estate Property Owners Association; Investment related Yes; Corpus Christi, Texas; Non-Profit Homeowners Association; Board Member, Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-24
  • S66 Uniform Combined State Law Examination
    2000-05-24

View on SEC IAPD

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